Information Circulars

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-03-13

WisdomTree Global ex-Mexico Equity Fund

2017-03-13

PowerShares Actively Managed Exchange-Traded Fund Trust

2017-03-13

Tortoise Water Fund

2017-03-13

Global X Founder-Run Companies ETF

2017-03-13

Global X U.S. Infrastructure Development ETF

2017-03-13

SPDR Long Dollar Gold Trust

2017-03-13

First Trust TCW Opportunistic Fixed Income ETF

2017-03-13

InfraCap REIT Preferred ETF

2017-01-30

ALPS/Dorsey Wright Sector Momentum ETF

2017-01-30

QuantX Funds

2017-01-30

Davis Fundamental ETF Trust

2017-01-30

Virtus Cumberland Municipal Bond ETF

2017-01-30

PowerShares Treasury Collateral Portfolio

2017-01-11

Elkhorn ETFTrust

2017-01-11

Legg Mason Global Infrastructure ETF

2017-01-11

NuShares ETF Trust

2017-01-11

WBI Power Factor High Dividend ETF

2017-01-11

John Hancock Multifactor Developed International ETF

2017-01-11

Direxion Shares ETF Trust

2017-01-11

Pacer US Cash Cows 100 ETF

2017-01-11

NuSharesShort-TermREITETF

2017-01-11

O'Shares FTSE Russell Small Cap Quality Dividend Quality ETF

2017-01-11

Amplify YieldShares CWP Dividend & Options Income ETF

2017-01-11

BMO Elkhorn DWA MLP Select Index Exchange Traded Notes Due December 10,

2017-01-11

UBS ETRACS – ProShares Daily 3X Crude ETNs