Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
No items found.
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2016-12-16
Virtus Newfleet Dynamic Credit ETF
December 16, 2016
Q4
2016
2016-12-16
Deutsche X-trackers USD High Yield Corporate Bond ETF
December 16, 2016
Q4
2016
2016-12-16
Janus SG Global Quality Income ETF
December 16, 2016
Q4
2016
2016-12-16
iShares MSCI USA ESG Optimized ETF
December 16, 2016
Q4
2016
2016-12-16
PowerShares Exchange-Traded Fund Trust II
December 16, 2016
Q4
2016
2016-12-16
The WEAR ETF
December 16, 2016
Q4
2016
2016-12-16
VelocityShares 3x Crude Oil ETNs
December 16, 2016
Q4
2016
2016-11-23
WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund
November 23, 2016
Q4
2016
2016-11-23
Goldman Sachs Hedge Industry VIP ETF
November 23, 2016
Q4
2016
2016-11-23
Oppenheimer Revenue Weighted ETF Trust
November 23, 2016
Q4
2016
2016-11-23
Janus Short Duration Income ETF
November 23, 2016
Q4
2016
2016-11-23
Direxion Daily CSI China Internet Index Bull 2X Shares
November 23, 2016
Q4
2016
2016-11-23
iShares Core 5-10 Year USD Bond ETF
November 23, 2016
Q4
2016
2016-11-23
Global X MSCI SuperDividend EAFE ETF
November 23, 2016
Q4
2016
2016-11-23
JPMorgan Diversified Return U.S. Small Cap Equity ETF
November 23, 2016
Q4
2016
2016-11-23
American Customer Satisfaction Core Alpha ETF
November 23, 2016
Q4
2016
2016-11-23
FlexShares Core Select Bond Fund
November 23, 2016
Q4
2016
2016-11-23
USCF Restaurant Leaders Fund
November 23, 2016
Q4
2016
2016-11-23
Legg Mason Emerging Markets Low Volatility High Dividend ETF
November 23, 2016
Q4
2016
2016-11-23
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
November 23, 2016
Q4
2016
2016-11-23
iPath Series B S&P GSCI Crude Oil ETN
November 23, 2016
Q4
2016
2016-11-01
DBX ETF Trust
November 1, 2016
Q4
2016
2016-11-01
Elkhorn Lunt Low Vol/High Beta Tactical ETF
November 1, 2016
Q4
2016
2016-11-01
Natixis Seeyond International Minimum Volatility ETF
November 1, 2016
Q4
2016
2016-11-01
Premise Capital Frontier Advantage Diversified Tactical ETF
November 1, 2016
Q4
2016
No results found.
There are no results with this criteria. Try changing your search.