Information Circulars

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2016-11-01

SPDR Index Shares Funds

2016-10-13

AdvisorShares KIM Korea Equity ETF

2016-10-13

Amplify YieldShares Prime 5 Dividend ETF

2016-10-13

Claymore Exchange-Traded Fund

2016-10-13

Elkhorn DWA Commodity Rotation ETF

2016-10-13

Fidelity Covington Trust

2016-10-13

First Trust ETF

2016-10-13

First Trust Exchange-Traded Fund VI

2016-10-13

Franklin Liberty Investment Grade Corporate ETF

2016-10-13

Franklin Liberty U.S. Low Volatility ETF

2016-10-13

JP Morgan Diversified Alternatives ETF

2016-10-13

JPMorgan Disciplined High Yield ETF

2016-10-13

Lattice Real Estate Strategy ETF

2016-10-13

NuShares Enhanced Yield US Aggregate Bond ETF

2016-10-13

PowerShares Variable Rate Investment Grade Portfolio

2016-10-13

Principal U.S. Small Cap Index ETF

2016-10-13

ProShares K-1 Free Crude Oil Strategy ETF

2016-10-13

Recon Capital USA Managed Risk ETF

2016-10-13

Spirited Funds/ETFMG Whiskey & Spirits ETF

2016-10-13

TrimTabs Float Shrink ETF

2016-10-13

VanEck Vectors ETF Trust

2016-10-13

iShares iBonds Dec 2026 Term Corporate ETF

2016-10-11

Elkhorn Fundamental Commodity Strategy ETF

2016-10-11

Global X Funds

2016-10-11

Goldman Sachs TreasuryAccess 0-1 Year ETF