Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2016-09-14
iShares ETFs
September 14, 2016
Q3
2016
2016-09-14
Legg Mason ETFs
September 14, 2016
Q3
2016
2016-09-14
Market Vectors China A-Shares ETF
September 14, 2016
Q3
2016
2016-09-14
Market Vectors LatAm Aggregate Bond ETF
September 14, 2016
Q3
2016
2016-09-14
PowerShares DB Base Metals Fund
September 14, 2016
Q3
2016
2016-09-14
PowerShares ETF Fund II
September 14, 2016
Q3
2016
2016-09-14
PowerShares ETF Trust II
September 14, 2016
Q3
2016
2016-09-14
PowerShares Global Exchange Traded Funds
September 14, 2016
Q3
2016
2016-09-14
PowerShares Exchange-Traded Fund Trust II
September 14, 2016
Q3
2016
2016-09-14
YieldShares High Income ETF
September 14, 2016
Q3
2016
2016-09-14
Proshares Ultra High Yield & Investment Grade Corporate
September 14, 2016
Q3
2016
2016-09-14
PureFunds ISE ETFs
September 14, 2016
Q3
2016
2016-09-14
FactorShares Trust
September 14, 2016
Q3
2016
2016-09-14
Rydex ETF Trust
September 14, 2016
Q3
2016
2016-09-14
Schwab Strategic Trust ETFs
September 14, 2016
Q3
2016
2016-09-14
SPDR Index Funds ETF Shares
September 14, 2016
Q3
2016
2016-09-14
SPDR Index Shares Funds
September 14, 2016
Q3
2016
2016-09-14
SPDR S&P International Consumer Staples Sector ETF
September 14, 2016
Q3
2016
2016-09-14
SPDR S&P International Industrial Sector ETF
September 14, 2016
Q3
2016
2016-09-14
UBS AG (ETNs)
September 14, 2016
Q3
2016
2016-09-14
UBS AG FI Enhanced Big Cap Growth ETN
September 14, 2016
Q3
2016
2016-09-14
UBS AG Exchange Traded Access Securities Linked to WF BDC Index
September 14, 2016
Q3
2016
2016-09-14
UBS ETRACS
September 14, 2016
Q3
2016
2016-09-14
Wisdom Tree China Dividend Ex-Financials Fund
September 14, 2016
Q3
2016
2016-09-14
WisdomTree Dreyfus New Zealand Dollar Fund
September 14, 2016
Q3
2016
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