Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2017-11-15
iShares Trust
November 15, 2017
Q4
2017
2017-11-15
The Inspire 100 ETF
November 15, 2017
Q4
2017
2017-11-15
John Hancock Multifactor Small Cap ETF
November 15, 2017
Q4
2017
2017-11-15
Entrepreneur 30 Fund
November 15, 2017
Q4
2017
2017-11-15
First Trust Municipal High Income ETF
November 15, 2017
Q4
2017
2017-11-15
Global X U.S. Preferred ETF
November 15, 2017
Q4
2017
2017-11-15
Vanguard Total Corporate Bond ETF
November 15, 2017
Q4
2017
2017-11-15
Principal International Multi-Factor Index ETF
November 15, 2017
Q4
2017
2017-11-15
First Trust SMID Cap Rising Dividend Achievers ETF
November 15, 2017
Q4
2017
2017-11-15
iShares 5-10, 10+ Year Investment Grade Corporate Bond ETF
November 15, 2017
Q4
2017
2017-11-15
Credit Suisse AG ETNs
November 15, 2017
Q4
2017
2017-11-08
Active Weighting Funds ETF Trust
November 8, 2017
Q4
2017
2017-11-08
PowerShares Exchange-Traded Fund Trust II
November 8, 2017
Q4
2017
2017-11-08
ETF Series Solutions Trust
November 8, 2017
Q4
2017
2017-11-08
USAA ETF Trust
November 8, 2017
Q4
2017
2017-11-08
FormulaFolios Tactical Growth ETFs
November 8, 2017
Q4
2017
2017-11-08
Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETF
November 8, 2017
Q4
2017
2017-11-08
VanEck Vectors NDR CMG Long/Flat Allocation ETF
November 8, 2017
Q4
2017
2017-11-08
NuShares ESG U.S. Aggregate Bond ETF
November 8, 2017
Q4
2017
2017-11-08
Spinnaker ETF Trust
November 8, 2017
Q4
2017
2017-11-08
Claymore Exchange-Traded Fund Trust
November 8, 2017
Q4
2017
2017-11-08
Aptus Fortified Value ETF
November 8, 2017
Q4
2017
2017-11-08
AI Powered Equity ETF
November 8, 2017
Q4
2017
2017-11-08
USAA ETF Trust
November 8, 2017
Q4
2017
2017-11-08
Schwab 1000 Index ETF
November 8, 2017
Q4
2017
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