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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2017-0124
2017-11-08
KraneShares MSCI One Belt One Road Index ETF
November 8, 2017
Q4
2017
PC-2017-0123
2017-11-08
Virtus WMC Global Factor Opportunities ETF
November 8, 2017
Q4
2017
PC-2017-0122
2017-11-08
First Trust Dorsey Wright People’s Portfolio ETF
November 8, 2017
Q4
2017
PC-2017-0121
2017-11-08
Exchange Traded Concepts Trust
November 8, 2017
Q4
2017
PC-2017-0120
2017-11-08
Goldman Sachs Access High Yield Corporate Bond ETF
November 8, 2017
Q4
2017
PC-2017-0119
2017-11-08
Principal Exchange-Traded Funds
November 8, 2017
Q4
2017
PC-2017-0118
2017-11-08
PowerShares PureBeta US Aggregate Bond Portfolio
November 8, 2017
Q4
2017
PC-2017-0117
2017-11-08
IndexIQ Active ETF Trust
November 8, 2017
Q4
2017
PC-2017-0116
2017-11-08
Sage ESG Intermediate Credit ETF
November 8, 2017
Q4
2017
PC-2017-0115
2017-11-08
iShares Broad USD High Yield Corporate Bond ETF
November 8, 2017
Q4
2017
PC-2017-0114
2017-11-08
Point Bridge GOP Stock Tracker ETF
November 8, 2017
Q4
2017
PC-2017-0113
2017-11-08
KraneShares Emerging Markets Consumer Technology Index ETF
November 8, 2017
Q4
2017
PC-2017-0112
2017-11-08
Main Sector Rotation ETF
November 8, 2017
Q4
2017
PC-2017-0111
2017-11-08
Global X Iconic U.S. Brands ETF
November 8, 2017
Q4
2017
PC-2017-0110
2017-11-08
VictoryShares Emerging Market High Dividend Volatility Weighted ETF
November 8, 2017
Q4
2017
PC-2017-0109
2017-11-08
Hartford Total Return Bond ETF
November 8, 2017
Q4
2017
PC-2017-0108
2017-11-08
PIMCO Equity Series
November 8, 2017
Q4
2017
PC-2017-0107
2017-11-08
Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
November 8, 2017
Q4
2017
PC-2017-0106
2017-11-08
Main Sector Rotation ETF
November 8, 2017
Q4
2017
PC-2017-0105
2017-11-08
KraneShares MSCI China Environment Index ETF
November 8, 2017
Q4
2017
PC-2017-0104
2017-11-08
Columbia Diversified Fixed Income Allocation ETF
November 8, 2017
Q4
2017
PC-2017-0103
2017-11-08
Principal U.S. Mega-Cap Multi-Factor ETF
November 8, 2017
Q4
2017
PC-2017-0102
2017-11-08
iShares iBonds Dec 2027 Term Corporate ETF
November 8, 2017
Q4
2017
PC-2017-0101
2017-11-08
Franklin Templeton ETF Trust
November 8, 2017
Q4
2017
PC-2017-0100
2017-11-08
GraniteShares Gold Shares
November 8, 2017
Q4
2017
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