Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2017-08-24
iShares Russell 1000 Pure U.S. Revenue ETF
August 24, 2017
Q3
2017
2017-08-24
VelocityShares LIBOR ETNs
August 24, 2017
Q3
2017
2017-06-22
Lattice Strategies Trust
June 22, 2017
Q2
2017
2017-06-22
FormulaFolio Funds
June 22, 2017
Q2
2017
2017-06-22
NuShares ETF Trust
June 22, 2017
Q2
2017
2017-06-22
Guggenheim Multi-Factor Large Cap ETF
June 22, 2017
Q2
2017
2017-06-22
Pacer Funds Trust
June 22, 2017
Q2
2017
2017-06-22
GraniteShares ETF Trust
June 22, 2017
Q2
2017
2017-06-22
Legg Mason ETF Investment Trust
June 22, 2017
Q2
2017
2017-06-22
IQ Chaikin U.S. Small Cap ETF
June 22, 2017
Q2
2017
2017-06-22
WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund
June 22, 2017
Q2
2017
2017-06-22
Goldman Sachs Access Investment Grade Corporate Bond ETF
June 22, 2017
Q2
2017
2017-06-22
JPMorgan Ultra-Short Income ETF
June 22, 2017
Q2
2017
2017-06-22
Amplify YieldShares Oil Hedged MLP Income ETF
June 22, 2017
Q2
2017
2017-06-22
Cambria Core Equity ETF
June 22, 2017
Q2
2017
2017-06-22
Brand Value ETF
June 22, 2017
Q2
2017
2017-06-22
Cushing 30 MLP Index ETNs due June 15, 2037
June 22, 2017
Q2
2017
2017-05-17
Direxion Shares ETF Trust
May 17, 2017
Q2
2017
2017-05-17
First Trust Exchange-Traded Fund VIII
May 17, 2017
Q2
2017
2017-05-17
iShares iBonds Dec 2023 Term Muni Bond ETF
May 17, 2017
Q2
2017
2017-05-17
SerenityShares Impact ETF
May 17, 2017
Q2
2017
2017-05-17
ETF Industry Exposure & Financial Services ETF
May 17, 2017
Q2
2017
2017-05-17
ClearBridge All Cap Growth ETF
May 17, 2017
Q2
2017
2017-05-17
VictoryShares Dividend Accelerator ETF
May 17, 2017
Q2
2017
2017-05-17
iShares MSCI Argentina and Global Exposure ETF
May 17, 2017
Q2
2017
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