Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2017-05-17
Franklin Templeton ETF Trust
May 17, 2017
Q2
2017
2017-05-17
Alpha Architect Value Momentum Trend ETF
May 17, 2017
Q2
2017
2017-05-17
VelocityShares 1x Long and Daily Inverse VSTOXX Futures ETNs
May 17, 2017
Q2
2017
2017-05-17
Credit Suisse X-Links Crude Oil Shares Covered Call ETNs due April 24, 2037
May 17, 2017
Q2
2017
2017-04-13
ProShares UltraPro 3X Crude Oil ETFs
April 13, 2017
Q2
2017
2017-04-13
Direxion Auspice Broad Commodity Strategy ETF
April 13, 2017
Q2
2017
2017-04-13
JPMorgan Global Bond Opportunities ETF
April 13, 2017
Q2
2017
2017-04-13
CWA Income ETF
April 13, 2017
Q2
2017
2017-04-13
Bloomberg Commodity ETFs
April 13, 2017
Q2
2017
2017-04-13
NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
April 13, 2017
Q2
2017
2017-04-13
Hartford Funds Exchange-Traded Trust
April 13, 2017
Q2
2017
2017-04-13
iShares Core MSCI International Developed Markets ETF
April 13, 2017
Q2
2017
2017-04-13
O'Shares FTSE Russell International Quality Dividend ETF
April 13, 2017
Q2
2017
2017-04-13
Active Alts Contrarian ETF
April 13, 2017
Q2
2017
2017-04-13
Saba Closed-End Funds ETF
April 13, 2017
Q2
2017
2017-04-13
Pacer Global Cash Cows Dividend ETF
April 13, 2017
Q2
2017
2017-04-13
Arrow Reserve Capital Management ETF
April 13, 2017
Q2
2017
2017-04-13
PowerShares Exchange-Traded Fund Trust II
April 13, 2017
Q2
2017
2017-04-13
Cambria Tail Risk ETF
April 13, 2017
Q2
2017
2017-04-13
iPath Series B Bloomberg Natural Gas Total Return Subindex Total Return ETN
April 13, 2017
Q2
2017
2017-03-13
Northern Lights Fund Trust IV
March 13, 2017
Q1
2017
2017-03-13
VanEck Vectors Green Bond ETF
March 13, 2017
Q1
2017
2017-03-13
Franklin Templeton ETF Trust
March 13, 2017
Q1
2017
2017-03-13
IQ S&P High Yield Low Volatility Bond ETF
March 13, 2017
Q1
2017
2017-03-13
WisdomTree Global ex-Mexico Equity Fund
March 13, 2017
Q1
2017
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